FinancialAdvisorsnet: Financial Advisor Panel


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		Join our Panel We are building a new standard for measuring financial advisor product needs, best practices and mindset. Our platform makes it easier for financial advisors to have a say. It enables financial advisors to privately influence the development of products and business practices for today and the years ahead. The advisor is central in the conversation, because it is the advisor who ultimately is most affected by the outcome. >>more information \| sample data Best Practices The rapid growth of online panels for sampling and questioning has opened up dramatic new opportunities for collecting and disseminating information, it brings with it a number of privacy issues and regulations. >>our policies

What's news?
FINRA Updates: Search Rules \| Search Notices Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000 [Rule SR-2012-012] Proposed Rule Change to Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook [Rule SR-2010-039] Proposed Rule Change to Adopt Trading Halts Due to Extraordinary Market Volatility [Rule SR-2010-025]		SEC Updates: Study on Investment Advisers and Broker-Dealers Search Releases SEC Tightens Rules on Advisory Performance Fee Charges [2012-29] SEC Adopts Dodd-Frank Act Amendments to Investment Advisers Act [2011-133] SEC Proposes Ways to Strengthen Audits and Reporting of Broker-Dealers to Protect Customer Assets [2011-128]	Search Headlines: Alternative Investments \| Annuities \| Life Insurance \| Managed Money \| Mutual Funds \| Retirement Services Bachus, McCarthy Introduce SRO Redraft (April 25, 2012) [AdvisorOne] Independent B-Ds Gain Reps While Wirehouses Lose (April 24, 2012) [FA-mag.com] Mutual fund fees declined in 2011, studies find (April 23, 2012) [Bloomberg Businessweek]

© 2012 FinancialAdvisorsnet	terms of use \| privacy \| security


.

		Join our Panel We are building a new standard for measuring financial advisor product needs, best practices and mindset. Our platform makes it easier for financial advisors to have a say. It enables financial advisors to privately influence the development of products and business practices for today and the years ahead. The advisor is central in the conversation, because it is the advisor who ultimately is most affected by the outcome. >>more information \| sample data Best Practices The rapid growth of online panels for sampling and questioning has opened up dramatic new opportunities for collecting and disseminating information, it brings with it a number of privacy issues and regulations. >>our policies

What's news?
FINRA Updates: Search Rules \| Search Notices Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000 [Rule SR-2012-012] Proposed Rule Change to Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook [Rule SR-2010-039] Proposed Rule Change to Adopt Trading Halts Due to Extraordinary Market Volatility [Rule SR-2010-025]		SEC Updates: Study on Investment Advisers and Broker-Dealers Search Releases SEC Tightens Rules on Advisory Performance Fee Charges [2012-29] SEC Adopts Dodd-Frank Act Amendments to Investment Advisers Act [2011-133] SEC Proposes Ways to Strengthen Audits and Reporting of Broker-Dealers to Protect Customer Assets [2011-128]	Search Headlines: Alternative Investments \| Annuities \| Life Insurance \| Managed Money \| Mutual Funds \| Retirement Services Bachus, McCarthy Introduce SRO Redraft (April 25, 2012) [AdvisorOne] Independent B-Ds Gain Reps While Wirehouses Lose (April 24, 2012) [FA-mag.com] Mutual fund fees declined in 2011, studies find (April 23, 2012) [Bloomberg Businessweek]

© 2012 FinancialAdvisorsnet	terms of use \| privacy \| security