FinancialAdvisorsnet: Financial Advisor Intermediary Panel


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		Join our Panel We are building a new standard for measuring financial advisor product needs, best practices and mindset. Our platform makes it easier for financial advisors to have a say. It enables financial advisors to privately influence the development of products and business practices for today and the years ahead. The advisor is central in the conversation, because it is the advisor who ultimately is most affected by the outcome. >>more information \| sample data Best Practices The rapid growth of online panels for sampling and questioning has opened up dramatic new opportunities for collecting and disseminating information, it brings with it a number of privacy issues and regulations. >>our policies

What's news?
FINRA Updates: Search Rules \| Search Notices Proposed Rule Change to Amend Section 4 of Schedule A to the FINRA By-Laws to Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee [Rule SR-2012-031] Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000 [Rule SR-2012-012] Proposed Rule Change to Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook [Rule SR-2010-039]		SEC Updates: Study on Investment Advisers and Broker-Dealers Search Releases SEC's Enforcement Program Continues to Show Strong Results in Safeguarding Investors and Markets [2012-227] More Than 1,500 Private Fund Advisers Registered With the SEC Since Passage of the Financial Reform Law [2012-214] SEC Tightens Rules on Advisory Performance Fee Charges [2012-29] SEC Adopts Dodd-Frank Act Amendments to Investment Advisers Act [2011-133]	Search Headlines: Alternative Investments \| Annuities \| Life Insurance \| Managed Money \| Mutual Funds \| Retirement Services House Passes Cybersecurity Bill Despite Veto Threat (April 18, 2013) [Insurance Journal] Agency wants more rules governing financial advisors for seniors (April 18, 2013) [Los Angeles Times] 5 Smart Insights For Financial Advisors (April 17, 2013) [BusinessInsider.com] Face Time With Clients Priority for Wealth Management Firms (April 15, 2013) [FinancialPlanning.com] Financial Advisors Are Adopting Social Media, Fitfully (April 8, 2013) [Forbes]

©2013 FinancialAdvisorsnet	terms of use \| privacy \| security


.

		Join our Panel We are building a new standard for measuring financial advisor product needs, best practices and mindset. Our platform makes it easier for financial advisors to have a say. It enables financial advisors to privately influence the development of products and business practices for today and the years ahead. The advisor is central in the conversation, because it is the advisor who ultimately is most affected by the outcome. >>more information \| sample data Best Practices The rapid growth of online panels for sampling and questioning has opened up dramatic new opportunities for collecting and disseminating information, it brings with it a number of privacy issues and regulations. >>our policies

What's news?
FINRA Updates: Search Rules \| Search Notices Proposed Rule Change to Amend Section 4 of Schedule A to the FINRA By-Laws to Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee [Rule SR-2012-031] Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000 [Rule SR-2012-012] Proposed Rule Change to Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook [Rule SR-2010-039]		SEC Updates: Study on Investment Advisers and Broker-Dealers Search Releases SEC's Enforcement Program Continues to Show Strong Results in Safeguarding Investors and Markets [2012-227] More Than 1,500 Private Fund Advisers Registered With the SEC Since Passage of the Financial Reform Law [2012-214] SEC Tightens Rules on Advisory Performance Fee Charges [2012-29] SEC Adopts Dodd-Frank Act Amendments to Investment Advisers Act [2011-133]	Search Headlines: Alternative Investments \| Annuities \| Life Insurance \| Managed Money \| Mutual Funds \| Retirement Services House Passes Cybersecurity Bill Despite Veto Threat (April 18, 2013) [Insurance Journal] Agency wants more rules governing financial advisors for seniors (April 18, 2013) [Los Angeles Times] 5 Smart Insights For Financial Advisors (April 17, 2013) [BusinessInsider.com] Face Time With Clients Priority for Wealth Management Firms (April 15, 2013) [FinancialPlanning.com] Financial Advisors Are Adopting Social Media, Fitfully (April 8, 2013) [Forbes]

©2013 FinancialAdvisorsnet	terms of use \| privacy \| security